What are the Requirements to Become an Investment Manager of an AMC?

Do you consider managing an Actively Managed Certificate (AMC) or wondering what it takes to legally manage assets in this field? At iMaps Capital Markets we often get a question: What are the requirements to become an Investment Manager of an AMC?

So, let’s get started. To become an Investment Manager of an AMC you must hold the necessary legal authorizations to offer asset management services. This varies by jurisdiction:

- In the European Union, you will need a MiFID license (Markets in Financial Instruments Directive), a regulatory framework that ensures protection and transparency for investors.

- In Switzerland, managers require either FINMA approval or authorization by a Self-Regulatory Organization (SRO), depending on the structure of the asset management firm.

- Other jurisdictions will have their own regulatory frameworks that must be followed.

It's essential to obtain these approvals to operate within the legal requirements, ensuring trust and transparency with investors.

By staying informed on regulatory standards, you not only secure your ability to manage assets but also build stronger relationships with clients who trust you to navigate the complexities of the investments.

Interested in learning more about our AMC solutions? We’d be happy to discuss how we can support you.

PS: You can use the following links to easily book an e-meeting with us: https://meetings.hubspot.com/jeffrey-alldis (Jeffrey Alldis) or https://meetings.hubspot.com/herbert-hakala (Herbert Hakala)